ISO 37301 - Lead Implementer (Compliance Management Training) - Self-Paced Learning

Training Partners

Course Type

E-Learning

Cost

USD600

Contact

(+65) 6920 5462

Email

courses@straitsinteractive.com

Ideal For

Managers, consultants, and compliance officers wishing to develop a thorough understanding of ISO 37301 requirements for a compliance management system
Managers and consultants seeking a comprehensive CMS implementation framework
Compliance officers responsible for practicing due diligence with regard to compliance risks
Individuals wishing to contribute in maintaining organizational integrity by supporting ethical behavior
Managers and members of governance, risk management, and compliance teams
Individuals aspiring to become compliance officers or compliance management consultants

This course is a Self-Paced Learning Programme with 5 days’ worth of content and is brought to you by Straits Interactive on behalf of PECB.

ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS). A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability.

As with the most of management system standards, ISO 37301 also follows the high-level structure (HLS) developed by ISO. The HLS structure defines the common terminology and definitions used, as well as the clause sequence (1 to 10), where the requirements for the CMS are set out in clauses 4 to 10. The HLS enables organizations to integrate various management systems, meaning that organizations can either adopt a CMS as a stand-alone management system or they can integrate it with other existing management systems.

The PECB ISO 37301 Lead Implementer programme provides the knowledge needed to establish, implement, manage, maintain, and continually improve a CMS. It aims to provide an in-depth understanding of ISO 37301 requirements, as well as the best practices and approaches used for the implementation and subsequent maintenance of the compliance management system.

The progamme enables you to help organisations establish processes needed to adhere to all compliance obligations and establish controls that proactively prevent noncompliance and contribute to the creation of a culture of integrity, transparency, and openness.

Upon completion of the programme, participants will take an exam and upon passing, apply for the “PECB Certified ISO 37301 Lead Implementer” credential. The “PECB ISO 37301 Lead Implementer” certificate is internationally recognized. It validates your professional capabilities and competences to implement a CMS in an organisation based on the requirements of ISO 37301.

To get a better overview of the ISO certification courses available, you can find our roadmap here.

For more information about the ISO courses, please refer to the Frequently Asked Questions (FAQ) page here.

*PECB is an accredited Personnel Certification Body by The International Accreditation Service (IAS) under ISO/IEC 17024. PECB (legal name “PECB Group Inc.”) is a certification body which provides education¹ and certification under ISO/IEC 17024 for individuals on a wide range of disciplines. Click here for more on PECB.

¹ Education refers to training courses developed by PECB, and offered globally through its network of resellers.

REQUIREMENTS

Requirements to take course - Have a basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600 guidelines) and the MS implementation principles.
Requirements for credential certification, please refer to table under "Certification".

LEARNING OUTCOMES

Gain a comprehensive understanding of the concepts, approaches, methods, and techniques used for the implementation and effective management of a CMS
Acknowledge the correlation between ISO 37301 and other standards and regulatory frameworks
Gain the ability to interpret the requirements of ISO 37301 in the specific context of an organization
Develop the necessary knowledge and expertise to support an organization in effectively planning, implementing, managing, monitoring, and maintaining a CMS
Acquire the expertise to advise an organization in implementing CMS best practices

This is a Self-Paced Learning Programme. Here is a guided schedule that you may use as a reference. You will be required to book your online exam. (Email instructions will be provided)

GUIDED SCHEDULE

Day 1 - Introduction to ISO 37301 and the initiation of a CMS implementation

Day 2 - Implementation plan of a CMS

Day 3 - Implementation of a CMS

Day 4 - CMS monitoring, continual improvement, and preparation for the certification audit

Day 5 - Certification Exam

DELIVERY FORMAT

This is a self-paced learning programme. There are no trainers.

DURATION

Self-Paced

EXAMINATION

The examination duration is 3 hours by *online proctoring. Exam format will be multiple choice questions.

*Online proctoring: candidates are free to select to do it at their convenient location, date, and time using their laptop. Candidates are remotely invigilated by PECB authorized invigilators via webcam.

The PECB Certified ISO 37301 Lead Implementer exam fully meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental principles and concepts of a compliance management system
Domain 2: Initiation of a CMS implementation
Domain 3: Planning of a CMS implementation based on ISO 37301
Domain 4: Implementation of a CMS based on ISO 37301
Domain 5: Monitoring and measurement of a CMS based on ISO 37301
Domain 6: Continual improvement of a CMS based on ISO 37301
Domain 7: Preparation for a CMS certification audit

For more information about exam details, please visit the List of PECB Exams and the Examination Rules and Policies.

CERTIFICATION

After successfully passing the exam, you can apply for the "PECB ISO 37301 Implementer" credential. You will receive a certificate once you fulfill all the requirements.

For more information about ISO 37301 certifications and the PECB certification process, please refer to the Certification Rules and Policies.

The PECB ISO 37301 Implementer certification scheme has the following requirements:

Note: PECB certified individuals who possess the Lead Implementer and Lead Auditor credentials are qualified for the respective PECB Master credential, given they have taken four additional Foundation exams related to the scheme. For more information about the Foundation exams and the overall Master credential requirements, go to PECB Master Credentials.

To be considered valid, the implementation activities should follow best practices and include the following:

Drafting a CMS implementation business case
Managing a CMS implementation project
Implementing the CMS
Managing documented information
Implementing corrective actions
Monitoring the CMS performance
Managing a CMS implementation team

CERTIFICATION MAINTENANCE POLICY
Overview

PECB certified professionals who follow this policy and successfully comply with its requirements will be able to continually demonstrate competence, broaden knowledge, and consequently renew their certification(s).
The CPD requirements are set and overseen by the PECB Scheme Committee

To know more, please click here.

Exam fee
Certification fees
Training material containing over 450 pages of information and practical examples
In case of exam failure, candidates can retake the exam for a second time at no additional fees within a time frame of 12 months following the initial exam date

COURSE FEE

The course fee is USD$600 (Excludes Goods & Services Tax if applicable).

As the programme is self-paced learning, it is non-refundable.

NOTE: There is no government funding for Singaporeans and Permanent Residents for this course.

Payment can be made by the following means below. Cheque payments will not be accepted.

1. Bank transfer in US dollars. (Details for transfer will be provided in the invoice)

2. Credit card

3. Credit card promotion:

a. Singapore OCBC card holders: 12-month interest-free instalment payment. Instalment payment will be in Singapore dollars based on the prevailing currency exchange rate.

All queries to be directed to courses@straitsinteractive.com.

REGISTRATION

The course fee is USD$600 (Excludes Goods & Services Tax if applicable).

Registration will be confirmed upon receipt of full payment via bank transfer or credit card. Note that course materials will be released electronically by PECB within 5 working days upon receipt of payment.

For more information about the ISO courses, please refer to the Frequently Asked Questions (FAQ) page.

TERMS AND CONDITIONS

As Straits is only a Singapore-based reseller of selected PECB courses, Straits will not be able to offer any learning support in relation to the materials nor address any concerns or issues in relation to the quality of the PECB Self-Paced Learning Programme.
All queries in relation to the PECB Self-Paced Learning Programme are to be channelled to PECB directly at [https://pecb.com/en/contact-us].
The PECB Self-Paced Learning Programme is provided to you "as is" directly from PECB. As such, Straits has no control over the quality or merchantability of its contents, as such we disclaim any liabilities or implied warranties, including any warranty of merchantability over the quality of the PECB Self-Paced Learning Programme/content.
Straits recommends you to complete the PECB Self-Paced Learning Programme and the exam within 12 months from the date of purchase.

Feel free to share with us your good news of passing the exam or if you are interested in furthering your competency by writing in to us at courses@straitsinteractive.com.

CONFIRMATION & RESERVATION

Participants will receive an email acknowledgement for the self-paced learning programme followed by an invoice shortly. Full payment must be made before course material will be released electronically by PECB within 5 working days upon receipt of payment. PECB will send 2 emails containing instructions on how to view the course material and the exam coupon code with instructions on how to schedule the online exam.

CANCELLATION

As this is a self-paced learning programme, there will be no refund for any cancellation or withdrawal.

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